Webinar: Thursday 10 October 2024 | 1:00 PM - 1:45 PM GMT
Most firms providing financial services in the UK must be authorised by or registered with the Financial Conduct Authority (FCA). Whether you’re launching a fintech start-up, acquiring a financial services firm, or exploring new product lines, understanding FCA authorisation and whether you need it is crucial.
Join our financial services legal experts, John Pauley and Charles Rogers, for an insightful session on the FCA authorisation process that offers clear, actionable advice you can apply immediately.
Key takeaways:
- Understanding FCA authorisation vs. registration.
- Identifying activities requiring FCA authorisation.
- Navigating the authorisation process and key requirements.
- Avoiding common pitfalls which could result in an unsuccessful application.
- Managing ongoing compliance obligations.
Applying for FCA authorisation can be a daunting and time-consuming process. At the webinar, John and Charles will demystify the complexity, helping increase your chances of a successful application and maintaining compliance.
There will also be a chance for a Q&A at the end of the session.
Please complete the form below to attend this free webinar.